PineStreet Assets

본문 바로가기 주메뉴 바로가기 서브메뉴 바로가기

Risk Management Process

Risk Management Process

Continuous Risk Monitoring System
  • Develop response strategies to anticipate various risks arising from the investment process and prevent potential risks
  • Participate in early stages of investment to collect information for review and devise appropriate risk management plans
  • Develop and implement risk recognition and response strategies
  • Manage risk, minimize and eliminate risks after classifying risk categories through matrix model
  • Repetitive and ongoing risk management based on risk awareness, measurement, mitigation and recognition

Internal Risk Management Framework

  • INVESTMENT POLICY
    • Internal verification process
      • - Preliminary investment review committee
      • - Investment review committee
      • - Risk management committee
    • Establishment of fund
  • ASSET MANAGEMENT
    • Monitoring operation(s) status
    • Execution/Operation
    • Performance Review
    • Active evaluation of markets
    • Seeking maximum value
  • RISK MANAGEMENT
    • Monitoring performance
      • - Target company performance review
      • - Monitoring rate of return of fund
      • - Operation management
    • Office management system
  • Investment review committee
    • Torry Woogon Hwang, CEO
    • Jeomho Kook, SMD
    • Woong Park, Managing Director
    • Jongbum Ban, Executive Director
    • Mikyoung Kwon, Executive Director

Systems

  • IIS (Investment Information System,
    Fund Statistics Management)
  • FAS (Fund Accounting System)
  • Regular market inspections are conducted through professional management personnel to establish management strategies that are appropriate for market changes
  • Stable fund management based on experience in agency work
  • Regular monitoring of standard fund price and profit rate through office management system (IIS, FAS)
  • Evaluating performance of investment target company and conducting active due diligence by compiling investment report for investors

Internal Risk Management Framework (Due Diligence)

  • LEGAL
    • Reviewing the legal framework, optimal deal structure, comprehensive review of tax issues, reviews of various contracts and materials
  • INDUSTRIES
    • Report on industry, transportation, engineering and capital cost structure=
    • Verification of key components and assumptions to be applied to valuation models
  • ENVIRONMENT & SOCIETY
    • Determining potential key issues regarding licensing, environment and societal risks
    • Evaluating expected recovery costs
    • Proposing environmental and societal action plan
  • HEALTH & SAFETY
    • Review occupational health risks and assess compliance with specialists when risks are real
  • ACCOUNTING (TRANSACTION SERVICES)
    • Review accounting structure, audit, tax and other financial matters, and result in major issues, necessary actions or potential costs, etc.
  • Valuations
    • Responsible for conducting detailed financial statements for appropriate cost and estimated revenue assessments, and review accurate audit of model structures and assumptions through independent auditors
  • CREDIT
    • Assess the ability to carry out financial performance related to the credit risk and investment transactions of the counterpart
  • RISK MANAGEMENT STRUCTURE
    • Evaluate whether appropriate risk management (awareness and recognition) is taking place
  • ANTI-MONEY LAUNDERING
    • Review appropriate anti-money laundering measures
  • INSURANCE
    • Verification and analysis enabling insurance consultant / broker to provide related business insurance
  • INVESTMENT COMMITTEE
    • Investment review report
    • Investment ceiling review
  • COMPLIANCE REVIEW
    • PSG/PSI/PSA Checked compliance with regulatory and procedural procedures